Shareholder Information

Shareholder information set out below is applicable at 13 September 2021

Ordinary Shares

Total number of ordinary shares on issue – 207,873,301

Distribution of Shareholders

Distribution Number of Shareholders Number of Shares
Total 3,543 207,873,301
1 - 1,000 1,175 517,411
1,001 - 5,000 1,203 3,112,843
5,001 - 10,000 436 3,264,745
10,001 - 100,000 644 19,001,646
1,000,000 and over 85 181,976,656

Top 20 Sharholders

Name of Shareholder Number of Shares Held % Held
1 HSBC Custody Nominees (Australia) Limited 64,120,542 30.85
2 Merrill Lynch (Australia) Nominees Pty Limited (MLPRO A/C) 21,412,830 10.30
3 J P Morgan Nominees Australia Pty Limited 19,782,710 9.52
4 Citicorp Nominees Pty Ltd 13,181,577 6.34
5 BNP Paribas Noms Pty Ltd (DRP) 6,993,026 3.36
6 BNP Paribas Nomines Pty Ltd Six Sis Ltd (DRP A/C) 6,764,890 3.25
7 BNP Paribas Nomines Pty Ltd (IB AU Noms Retail Client DRP) 6,680,845 3.21
8 J P Morgan Nominees Australia Pty Ltd 5,165,346 2.48
9 Mr Carl Eric Holt + Mrs Lorraine Holt (Holt Superfund A/C) 4,397,328 2.12
10 Amalgamated Dairies Ltd 3,296,881 1.59
11 Berne No 132 Nominees Pty Ltd (594138 A/C) 2,591,880 1.25
12 Mr Samuel Gonzales Afdal 2,260,000 1.09
13 Neweconomy COM AU Nominees Pty Ltd (900 Account) 1,953,970 0.94
14 Merrill Lunch (Australia) Nominees Pty Ltd 1,637,839 0.79
15 CS Third Nominees Pty Ltd (HSBC Cust NOM AU LTD 13 A/c) 1,543,195 0.74
16 Daniel Turner Capital Pty Ltd (Daniel Turner Family A/C) 1,496,566 0.72
17 HSBC Custody Nominees (Australia) Limited 1,348,025 0.65
18 Ms Xumei Yang 1,074,429 0.52
19 Mr Roy Philip Daniel + Mrs Donna Mary Daniel (Daniel Super Fund A/C) 1,000,000 0.48
20 Morgan Stanley Australia Securities (Nominee) Pty Ltd 958,902 0.46
Total Top 20 Holders of Ordinary Fully Paid Shares 163,256,441 78.54
Remaining Holders Balance 44,616,860 21.46

Substantial Sharholders*

Name Ordinary Shares Held Ordinary Shares Held
Number of Shares Percentage
Ruffer LLP 33,477,713 16.10%
Arbiter Partners Capital Management 27,709,202 13.33%
Note *Information based on substantial shareholder notices provided to the Company.

Unquoted Securities

Type of securities Number %
1,465,000 unquoted options (comprising of 4 equal tranches of 416,250 options per tranche) to subscribe for ordinary shares exercisable at the following tranche prices of $1.00, $1.25, $1.50 and $1.75 per share respectively, with an expiry date of 08 January 2022.
Persons holding 20% or more;
David McGowan 500,000 34%
James Llorca 500,000 34%
  • 83,000 short term incentive (STI) performance rights were granted at a share price of $0.72, and subject to the satisfaction of remaining as employees and any adjustments in accordance with the rules of the Executive Incentive Plan. The STIs will automatically vest on 30 November 2021.
Persons holding 20% or more;
Peter Alphonso 44,000 53%
James Llorca 39,000 47%
  • 3,730,000 long term incentive (LTI) performance rights were granted. All LTIs are subject to the satisfaction of remaining as employees and any adjustments in accordance with the rules of the Executive Incentive Plan. The LTIs will automatically vest on 13 March 2023.
Persons holding 10% or more;
Nil - -
  • 3,850,000 long term incentive (LTI) performance rights were granted. All LTIs are subject to the satisfaction of remaining as employees and any adjustments in accordance with the rules of the Executive Incentive Plan where applicable. Of these LTIs issued, 2,000,000 will vest on 19 March 2024 and 1,850,000 will vest on 1 January 2024.
Persons holding 10% or more;
Raul Villanueva 1,500,000 39%
Andrew Teo 2,000,000 52%